Are you ready to make a meaningful impact within the superannuation industry? Our client, a prominent leader dedicated to creating better retirement outcomes for Australians, is seeking a Compliance Manager to join their dynamic team. This role offers a unique opportunity for a compliance professional with expertise in superannuation to play a pivotal role in maintaining and enhancing the Compliance Management Framework for a respected fund with substantial assets under management.
Role Summary:
As the Compliance Manager, you’ll work closely with the Head of Compliance to ensure adherence to regulatory obligations, supporting robust frameworks and governance across the organization. You’ll oversee incident and breach management, deliver compliance training, and maintain essential frameworks, including privacy, policy governance, and financial crime.
Key Responsibilities:
Compliance Framework Management: Maintain and monitor the compliance framework to meet legislation, codes, and internal standards.
Manage incident and breach processes.
Prepare and review compliance-related reports for senior management and the Board.
Contribute to policy governance, privacy, and financial crime frameworks.
Incident & Breach Oversight:
Conduct compliance assessments of new incidents, determining breach status and reporting needs.
Compile regular incident and breach reports, escalating key matters as needed.
Provide expert guidance on significant breaches, including regulatory correspondence.
Educate the broader business and third-party providers on incident management expectations.
Advisory Role: Act as a trusted compliance advisor, supporting cross-functional initiatives and offering second-line compliance insights.
Ideal Profile:
Qualifications: Degree in Finance, Business, Law, or a related field, with relevant industry certifications.
Experience: 5-7 years in a compliance role within superannuation, with in-depth knowledge of super trustee regulations, including SIS Act, Corporations Act, APRA Prudential Standards, and AML/CTF Act.
Skills: Strong incident management background, high attention to detail, and the ability to communicate complex compliance matters to diverse stakeholders.
Technical Proficiency: Familiarity with compliance frameworks, corporate policy development, and Board submissions.
What’s on Offer:
This is an opportunity to join an industry leader in superannuation, dedicated to fairness, equality, and sustainable practices that support members' long-term security. You will work alongside an experienced risk and compliance team in a supportive, innovative environment where your expertise will drive significant outcomes. If you're ready to contribute your compliance expertise to a trusted organization focused on creating a brighter, more secure future for its members, we invite you to apply today.
For further information on this role or to confidentially apply, please contact Matt Quinn on (02) 8227 9200 or email mattq@ethosbc.com.au Only WORD FORMAT resumes will be accepted.
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